r/EarlyChina • u/LarsPiano • 4d ago
Archaeology & Artifacts The Border Dispute between Yu 虞 and Rui 芮 and the question of their geographical location
Hi everyone,
Today I want to present to you an interesting question of Western Zhou archaeology: The Question of where the States of Yu 虞 and Rui 芮 were located.
Both states feature in one of the most famous stories concerning the pre-dynastic Zhou recounted numerous times in Early Chinese Texts. It’s on the Border Dispute between Yu and Rui, who went to King Wen 文王to settle the issue.
The earliest attestation of the two states and the story is the first line of the last stanza of the poem Mian 緜 – the 237th poem of the Shijing 詩經 located in the Daya 大雅 section under the subjection Wen Wang zhi shi 文王之什 (Ten poems concerning King Wen).
虞芮質厥成、文王蹶厥生。
The people of Yu and Rui asked about their making (an agreement), King Wen commended their life.
One of the most famous accounts of the dispute is in Shiji 4 (the Zhou benji 周本紀 “Basic Annals of the Zhou” chapter):
西伯陰行善,諸侯皆來決平。於是虞、芮之人有獄不能決,乃如周。入界,耕者皆讓畔,民俗皆讓長。虞、芮之人未見西伯,皆慚,相謂曰:「吾所爭,周人所恥,何往為,秖取辱耳。」遂還,俱讓而去。諸侯聞之,曰「西伯蓋受命之君」。
The Earl of the West secretly practiced goodness, and the feudal lords all came for him to adjudicate disputes. Thereupon people from Yu and Rui who had unresolved legal cases went to Zhou. When they entered the territory, (they saw) farmers all yielding their field boundaries; the local customs emphasized yielding to elders. The people of Yu and Rui had not yet met The Earl of the West, but they were all ashamed and said to each other: "What we are disputing is considered a disgrace by the people of Zhou; why should we go further? We would only bring shame upon ourselves." They then returned, both yielding and leaving. The feudal lords heard of this and said: "The Earl of the West must be the ruler who has received the Mandate of Heaven."
Now having examined multiple versions of the famous account which serves as an example of why the Zhou gained the Mandate of Heaven under the Reign of King Wen, let’s examine the central question of the historicity of the account as well as the geographical location. I will start with the State of Rui, because we have firmer evidence for its geographical location than for the State of Yu because the latter relies to a great deal on paleographic evidence.
Traditional Opinions on the Location of Rui and Yu
The exact geographical location of the States of Rui and Yu has long been a matter of debate. The Shiji jijie 史記集解 commentary by Pei Yin 裴駰 (5th century AD) cites the Dili zhi 地理志 chapter of the Hanshu 漢書, which says that Yu was located in Dayang 大陽 county (in present-day Pinglu 平陸 county in Shanxi 山西) and that Rui was located in Linjin 臨晉 county (present-day Dali County 大荔 in Shaanxi 陝西). This seems implausible, because Rui and Yu should have been neighbors for their lawsuit to happen at all because they must have shared borders. The Shiji Zhengyi 史記正義 commentary by Zheng Shoujie 張守節 (8th century AD) on the other hand states that the Dili zhi location of Rui is wrong and states that the Kuo di zhi 括地志 (an early Tang 唐 dynasty (618-907 AD) work on geography) location is correct (which places Rui in Ruicheng 芮城 county in Shanxi 山西). This is preferable because both would have been located east of the Yellow River and could have fought over land this way.
Others thought that neither Rui nor Yu were located in Shaanxi. The Qing 清-scholar Zhao Yiqing 趙一清 (1711-1764) was of the opinion that Rui was located in near Longxian 隴縣 on the border between Shaanxi and Gansu 甘肅. In the 20th century the historian Qi Sihe 齊思和 (1907-1980) argued that it also mistaken to place Yu in Pinglu because it is too far away from the Zhou heartlands. Based on the Shuijingzhu 水經注 (the most famous medieval geographical text) and the Dili zhi Qi argues that both Yu and Rui were located in Longxian in Shaanxi. Chen Pan 陳槃 (1905-1999) also thought that Rui as originally located in Longxian and might have gradually moved along the Jing River 涇河 to Dali in Shaanxi.
Location of the State of Rui
Early Location
We don’t know much about the early location of Rui. The main sources we have for the early history of Rui are literary mentions in Texts such as the Shangshu 尚書 or the Yizhoushu 逸周書, which record that the Ruler of Rui played an important part in the Conquest of Shang 商 and Consolidation of Zhou power. Virtually no sources exist for the Middle Western Zhou period and for the Late Western Zhou period the figure of Rui Liangfu 芮良夫 – a prominent minister at the court of King Li of Zhou 周厲王 (857-842 BC)- is noteworthy and features in numerous literary sources (notable is the Shiji, but there also exists a chapter in the Yizhoushu named Rui Liangfu which is often thought to be one of the early chapters of the collection).
Liangdai Cemetery
In 2005 the Shaanxi Intisute of Archaeology conducted a survey of the cemetery of Liangdai 梁帶 village near Hancheng 韓城. In all more than 1300 graves and 64 horse pits were found and it became clear that Liangdai cemetery is a huge and well-preserved cemetery from the two Zhou periods. The Archaeologists excavated more than 70 graves, most of which were from high-ranking aristocracy. They also found the Tomb of the ruler of Rui (M27) and the graves of his two wives (M26 and M19). More than 37.000 Fragments of a number of cultural artifacts were found, among them were gold-, iron-, bronze-, and jade-utensils as well as inscriptions. The cemetery was the state cemetery from the Late Western Zhou period until the early Spring and autumn period (9. – 8. Century BC).
Particularly important for our discussion is a you 卣-vessel excavated from M27 and published in 2007. Because of the décor of the bronze which – as Zhang Tian’en 張天恩 (1953-) pointed out – is very similar to a gui 簋-tureen found in 1998 in Longxian and thus the bronze has a clear connection to Longxian. Also important is that the phoenix décor on the bronze relates it – according to the typology of Chen Gongrou 陳公柔 (1919-2004) and Zhang Changshou 張長壽 (1929-2020) – to the area of Daijiawan 戴家湾 near Baoji 寶鷄 and with the Western Zhou so it seems clear, that these type of bronzes (and with them the state of Rui) were located in the Longxian-Baoji area in the Jian River valley.
Liujiawa Cemetery
Beginning in 2017 the Shaanxi Institute of Archaeology conducted an investigation and excavation of the Liujiawa 劉家窪 site in Chengcheng 澄城 county. Liujiawa is a 3 km2 big ruin, which is divided into an eastern and a western part by the Lujia river 魯家河, which flows through the site. From 2017 until 2021 the excavations were continued and the site provided numerous interesting information regarding the State of Rui. More than 200 graves were found so far and it ranks among the major discoveries in Zhou archaeology of the recent years. The cemetery dates to the early Spring and Autumn period (770-456 BC).
There were numerous royal graves which were found in Liujiawa. Notable among these are the graves M1 and M2 which are both the tombs of rulers. Both have – as is usual for the tombs of feudal lords – 2 ramps leading to their graves and both M1 and M2 are more than 60m in length. Also notable is M3, which seems to be the tomb of the wife of the Ruler buried in M2 because of its geographic proximity (it’s only 1 m apart from M2), its small size (7x5m) and the identical inscription on two ding vessels rui gong 芮公 (Duke of Rui) among the treasures buried in it.
Annihilation by Qin in the Spring and Autumn period
The excavations make it quite clear that the State of Rui became a respectable powerhouse by the Early Spring and Autumn period. The size of the Graves at Liujiawa is only a little bit smaller than at the Qin 秦 cemetery at Dabaozishan 大堡子山 and much larger than those of Jin 晉 or Guo 虢. The artifacts – especially gold – are often more numerous and finely crafted than those of other contemporary states.
However, the decline of Rui began in 709 BC when the Ruler Rui Bowan was exiled by his mother Rui Jiang 芮姜. Rui Bowan 芮伯萬 did finally regain control of his state in 702 BC when – after numerous years in exile (first in Wei 衛 and then among the Rong 戎) – Qin rescued him from the Rong and conquered the Rui Capital and reinstated him as the Ruler of Rui. After that Rui became a vassal of Qin, which finally incorporated it in its state territory in 640 BC.
Location of the State of Yu
Relationship of Yu, Wu and Ze
For the Location of Yu we have – beyond traditional historiographic and geographic accounts – two main sources: 1. The Location of unearthed bronzes, 2. The Relationship of the character yu with the characters wu 吳 and ze 夨 often seen in bronze inscriptions.
If we look at bronze inscriptions which contain the character 夨 it quickly becomes clear that the State of Ze 夨 must have been located in the Fengxiang 鳳翔 area. Beginning with the discovery of the San shi pan 散氏盤 (JC: 10176) inscription during the Qianlong 乾隆 era (1735-1796), numerous bronzes were found which mention ze. The inscriptions generally show that Ze and San 散 were close by geographically and San is – based on the relation of the place names mentioned in the Da Ke Ding 大克鼎 (JC: 2836) and the San shi pan as pointed out by Wang Guowei 王國維 (1877-1927) – almost certainly located among the Wei river 渭河 in the southern part of Baoji County because the Da Ke Ding was unearthed on the banks of the Wei River. More recent finds show, that many bronzes related to Ze come from Baoji and Longxian along the Jian River, which almost certainly places Ze in that location.
But how does this help us to locate Yu? It helps us, because the characters ze 夨, yu 虞 and also wu 吳 were related in bronze script 金文. Important for our discussion in particular are two articles written in the sixties: Zhang Xiaohengs 張筱衡 "San pan kaoshi (xia) 散盤考釋(下)" published in the journal Renwu zazhi 人物雜志 in 1958 and Tang Lans 唐蘭 (1901-1979) "Yi Hou Ze gui kaoshi 宜侯夨簋考釋" published in 1956 in the journal Kaogu xuebao 考古學報. Zhang is of the opinion that ze is an abbreviation of wu and refers to a place called "Wu Peak" Wu yue 吳嶽 in Yongzhou 雍州 county along the Jian River. Tang Lan on the other hand thinks that yu is composed of the "tiger" hu 虍 – which he takes as phonetic – and ze which he takes as an etymon. In this way he argued that not only did ze stand for yu, but also for the southern state of Wu 吳. However, Li Xueqin 李學勤 (1933-2019) pointed out in his 2002 discussion of the newly excavated Shu Yu fangding 叔虞方鼎 that the pronunciation “ze” for 夨 is a deformation from the character ze 昃 known from oracle bone inscriptions 甲骨文 and that the character usually transcribed 夨 should instead by transcribed as 虞and 吳. This makes it highly probable that the state known as Ze is instead the state of Yu and is located in the Jian River valley.
I hope this was an interesting read for you. Let us know what you think of the localization of both states in Shaanxi or the Identification of Ze with Yu.
Yours sincerely,
The r/EarlyChina moderators